Observations on the SEC’s 2026 Examination Priorities

Start
The SEC’s Division of Examinations (the “Division”) recently announced its examination priorities (“Exam Priorities”) for fiscal year 2026. In this eUpdate, we share some key observations on the Exam Priorities that impact SEC-registered investment advisers (“advisers”). …
By: Dorsey & Whitney LLP
Previous Story

Artificial Intelligence in Investment Management: Regulatory Challenges and Fiduciary Implications

Next Story

Are You Eligible to Join a Pending Dangerous Drug Lawsuit?