Laying the Groundwork for Future Shadow Trading Enforcement

The U.S. Securities and Exchange Commission (SEC) established the idea of shadow trading as a punishable offence in 2021 with a case against a pharmaceutical company executive for trading in a competitor’s stock ahead of a merger. The case focuses on insiders with non-public information trading in competitor’s or closely aligned companies’ stock to evade insider trading restrictions….
By: ACA Group
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